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We applied photon-only X-ray absorption spectroscopy and resonant inelastic X-ray scattering to study the bulk properties of Li-rich disordered rock salt oxyfluoride cathodes Li₂VO₂F, Li₂V_0.5Ti_0.5O₂F and Li₂V_0.5Fe_0.5O₂F. We have systematically investigated V 3d- and O 2p-states, both of which are crucial for charge compensation during battery cycling. A combined analysis of both spectroscopies reveals that the vanadium ions deviate from the expected V³⁺/V⁵⁺ redox couple for all systems. Moreover, our results suggest that the oxygen ions partake in charge compensation to a considerable degree. Large O 2p-band width changes as a function of doping material are observed. While the diverging trend makes it less plausible that these states have a significant influence on degradation, we find evidence that the presence of O 2p–V 3d hybridized states may constitute a common factor for the previously found improvement in long term cycling of the Ti/Fe-substituted materials. This study demonstrates the power of using a combined spectroscopy approach to understand the tuning properties of Li₂VO₂F to find ways of designing better cathode materials based on this parent compound.

Layered Ni-rich transition metal oxide materials are considered the most promising cathodes for use in commercial Li-ion batteries. Due to their instability in air, an impurity layer forms during storage under ambient conditions, and this layer increases electrochemical polarization during charging and discharging, which ultimately leads to a lower cycling capacity. In this work, we found that storage of the LiNi_0.8Mn_0.1Co_0.1O₂ (NMC 811) material in ultrahigh vacuum (UHV) can restore the surface by reducing the amount of native carbonate species in the impurity layer. In this work, in situ soft X-ray ambient pressure photoelectron spectroscopy is used to directly follow the interaction between common gases found in air and the NMC 811 surface. During gas exposure of the NMC 811 surface to pure CO₂, O₂, and a mixture of both pure gases, surface-adsorbed CO₂ or/and O₂ were detected; however, permanent changes could not be identified under UHV after the gas exposure. In contrast, a permanent increase in metal hydroxide species was observed on the sample surface following H₂O vapor exposure, and an increased intensity in the carboxylate peak was observed after exposure to a mixture of CO₂/O₂/H₂O. Thus, the irreversible degradation reaction with CO₂ is triggered in the presence of H₂O (on relevant time scales defined by the experiment). Additional measurements revealed that X-ray irradiation induces the formation of metal carbonate species on the NMC 811 surface under CO₂ and H₂O vapor pressure.

Many of the challenges faced in the development of lithium-ion batteries (LIBs) and next-generation technologies stem from the (electro)chemical interactions between the electrolyte and electrodes during operation. It is at the electrode-electrolyte interfaces where ageing mechanisms can originate through, for example, the build-up of electrolyte decomposition products or the dissolution of metal ions. In pursuit of understanding these processes, X-ray photoelectron spectroscopy (XPS) has become one of the most important and powerful techniques in a large collection of available tools. As a highly surface-sensitive technique, it is often thought to be the most relevant in characterising the interfacial reactions that occur inside modern rechargeable batteries. This review tells the story of how XPS is employed in day-to-day battery research, as well as highlighting some of the most recent innovative in situ and operando methodologies developed to probe battery materials in ever greater detail. A large focus is placed not only on LIBs, but also on next-generation materials and future technologies, including sodium- and potassium-ion, multivalent, and solid-state batteries. The capabilities, limitations and practical considerations of XPS, particularly in relation to the investigation of battery materials, are discussed, and expectations for its use and development in the future are assessed.

The important electrochemical processes in a battery happen at the solid/liquid interfaces. Operando ambient pressure photoelectron spectroscopy (APPES) is one tool to study these processes with chemical specificity. However, accessing this crucial interface and identifying the interface signal are not trivial. Therefore, we present a measurement setup, together with a suggested model, exemplifying how APPES can be used to probe potential differences over the electrode/electrolyte interface, even without direct access to the interface. Both the change in electron electrochemical potential over the solid/liquid interface, and the change in Li chemical potential of the working electrode (WE) surface at Li-ion equilibrium can be probed. Using a Li4Ti5O12 composite as a WE, our results show that the shifts in kinetic energy of the electrolyte measured by APPES can be correlated to the electrochemical reactions occurring at the WE/electrolyte interface. Different shifts in kinetic energy are seen depending on if a phase transition reaction occurs or if a single phase is lithiated. The developed methodology can be used to evaluate charge transfer over the WE/electrolyte interface as well as the lithiation/delithiation mechanism of the WE.

In this thesis photoelectron spectroscopy (PES) is combined with electrochemistry to investigate the electrochemical processes that occur at the electrode/electrolyte interfaces in lithium-ion batteries (LIBs). LIB systems are studied by the use of both ex situ PES, where electrodes are electrochemically pre-cycled and subsequently measured by PES, and operando PES, where electrodes are cycled during PES measurements. 

Ex situ PES is used to determine the main degradation mechanisms of a novel high capacity material, Li₂VO₂F. The capacity fade seen for Li₂VO₂F. is found to be related to an irreversible oxidation of the active material at high voltages, and a continuous surface layer formation at low voltages. To decrease the capacity fading three strategies for optimizing the interface are investigated. The results show that a surface coating of AlF3 most efficiently can mitigate electrolyte reduction, while boron containing electrolyte additives and transition metal substitution more successfully limit the oxidation of the active material. 

A large part of the work performed in this thesis has been devoted towards developing a methodology suitable for conducting operando ambient pressure photoelectron spectroscopy (APPES) measurements on LIB systems. A general connection between the theory of PES and electrochemistry is made, where in particular a model suitable for interpreting operando APPES results on solid/liquid interfaces is suggested. The model is further developed for the specific case of LIB interfaces. The results from the operando studies show that the kinetic energy shifts of the liquid electrolyte measured by APPES can be correlated to the electrochemical reactions occurring at the interface. If no charge transfer occurs, the kinetic energy shift is proportional to the applied voltage. During charge transfer the behavior is more complex, and the kinetic energy shifts are related to the change in chemical potential of the working electrode. 

In summary, this thesis exemplifies how both ex situ and operando PES are highly useful techniques for the study of LIB battery interfaces. The possibilities of both techniques are highlighted, and important considerations for an accurate interpretation of the PES results are also discussed. 

HIPPIE is a soft X-ray beamline on the 3 GeV electron storage ring of the MAX IV Laboratory, equipped with a novel ambient-pressure X-ray photoelectron spectroscopy (APXPS) instrument. The endstation is dedicated to performing in situ and operando X-ray photoelectron spectroscopy experiments in the presence of a controlled gaseous atmosphere at pressures up to 30 mbar [1 mbar = 100 Pa] as well as under ultra-high-vacuum conditions. The photon energy range is 250 to 2200 eV in planar polarization and with photon fluxes >10(12) photons s(-1) (500 mA ring current) at a resolving power of greater than 10000 and up to a maximum of 32000. The endstation currently provides two sample environments: a catalysis cell and an electrochemical/liquid cell. The former allows APXPS measurements of solid samples in the presence of a gaseous atmosphere (with a mixture of up to eight gases and a vapour of a liquid) and simultaneous analysis of the inlet/outlet gas composition by online mass spectrometry. The latter is a more versatile setup primarily designed for APXPS at the solid-liquid (dip-and-pull setup) or liquid-gas (liquid microjet) interfaces under full electrochemical control, and it can also be used as an open port for ad hoc-designed non-standard APXPS experiments with different sample environments. The catalysis cell can be further equipped with an IR reflection-absorption spectrometer, allowing for simultaneous APXPS and IR spectroscopy of the samples. The endstation is set up to easily accommodate further sample environments.

The electrochemical potential difference (Δμ̅) is the driving force for the transfer of a charged species from one phase to another in a redox reaction. In Li-ion batteries (LIBs), Δμ̅ values for both electrons and Li-ions play an important role in the charge-transfer kinetics at the electrode/electrolyte interfaces. Because of the lack of suitable measurement techniques, little is known about how Δμ̅ affects the redox reactions occurring at the solid/liquid interfaces during LIB operation. Herein, we outline the relations between different potentials and show how ambient pressure photoelectron spectroscopy (APPES) can be used to follow changes in Δμ̅_e over the solid/liquid interfaces operando by measuring the kinetic energy (KE) shifts of the electrolyte core levels. The KE shift versus applied voltage shows a linear dependence of ∼1 eV/V during charging of the electrical double layer and during solid electrolyte interphase formation. This agrees with the expected results for an ideally polarizable interface. During lithiation, the slope changes drastically. We propose a model to explain this based on charge transfer over the solid/liquid interface.

rich disordered rock-salt structures have, because of their high theoretical capacity, gained a lot of attention as a promising class of cathode materials for battery applications. However, the cycling stability of these materials has so far been less satisfactory. Here, we present three different film-forming electrolyte additives: lithium bis(oxalato)borate (LiBOB), lithium difluoro(oxalato)borate (LiODFB), and glycolide, which all improve the cycling performance of the high-capacity Li-rich disordered rock-salt material Li2VO2F. The best performing additive, LiODFB, shows a 12.5% increase of capacity retention after 20 cycles. The improved cycling performance is explained by the formation of a protective cathode interphase on the electrode surface. Photoelectron spectroscopy is used to show that the surface layer is created from degradation of the electrolyte salt and additive cosalts. The cathode interphase can mitigate oxidation and following degradation of the active material, and thereby a higher degree of redox-active vanadium can be maintained after 20 cycles.

Promising theoretical capacities and high voltages are offered by Li-rich disordered rocksalt oxyfluoride materials as cathodes in lithium-ion batteries. However, as has been discovered for many other Li-rich materials, the oxyfluorides suffer from extensive surface degradation, leading to severe capacity fading. In the case of Li2VO2F, we have previously determined this to be a result of detrimental reactions between an unstable surface layer and the organic electrolyte. Herein, we present the protection of Li2VO2F particles with AIF(3) surface modification, resulting in a much-enhanced capacity retention over 50 cycles. While the specific capacity for the untreated material drops below 100 mA h g(-1) after only 50 cycles, the treated materials retain almost 200 mA h g(-1) . Photoelectron spectroscopy depth profiling confirms the stabilization of the active material surface by the surface modification and reveals its suppression of electrolyte decomposition.

The increased energy density in Li-ion batteries is particularly dependent on the cathode materials that so far have been limiting the overall battery performance. A new class of materials, Li-rich disordered rock salts, has recently been brought forward as promising candidates for next-generation cathodes because of their ability to reversibly cycle more than one Li-ion per transition metal. Several variants of these Li-rich cathode materials have been developed recently and show promising initial capacities, but challenges concerning capacity fade and voltage decay during cycling are yet to be overcome. Mechanisms behind the significant capacity fade of some materials must be understood to allow for the design of new materials in which detrimental reactions can be mitigated. In this study, the origin of the capacity fade in the Li-rich material Li2VO2F is investigated, and it is shown to begin with degradation of the particle surface that spreads inward with continued cycling.