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Facial Feedback and the Experience of Emotion
Uppsala University, Disciplinary Domain of Humanities and Social Sciences, Faculty of Social Sciences, Department of Psychology.
2021 (English)Doctoral thesis, comprehensive summary (Other academic)
Abstract [en]

Emotional facial expressions are not only considered by most scholars to communicate and express emotional states, but are also thought to affect the person expressing them. Facial feedback occurs when activity in emotion-relevant facial muscles feeds back into the brain and initiates the corresponding emotion or modulates the intensity of an ongoing emotional state. The present thesis examined the voluntary facial action technique, a method to test facial feedback, and by help of the method investigated how facial feedback influences the experience of emotion. In Study I, it was demonstrated that the voluntary facial action technique is well-suited to induce and detect facial feedback effects, and also that feedback more easily modulates the intensity of present emotions than initiates new emotions. In Study II, feedback effects were shown to primarily occur during the critical facial actions, and to almost exclusively be a result of incongruent facial actions that attenuated ongoing emotional states, while congruent facial actions had no enhancing feedback effects at all. In Study III, feedback effects were generally unaffected by the anesthetization of participants’ facial skin, indicating that feedback from the skin is not important for the feedback effect, and the results of Study II were replicated when feedback effects primarily attenuated ongoing emotional states. In summary, the present results demonstrate that emotion-relevant facial actions influence the experience of emotion via facial feedback, and that this influence is likely to be greater when the feedback is incongruent with, and can attenuate, an ongoing emotional state.

Place, publisher, year, edition, pages
Uppsala: Acta Universitatis Upsaliensis, 2021. , p. 68
Series
Digital Comprehensive Summaries of Uppsala Dissertations from the Faculty of Social Sciences, ISSN 1652-9030 ; 191
Keywords [en]
Facial feedback, emotion, facial expressions, facial muscles, facial skin
National Category
Psychology
Research subject
Psychology
Identifiers
URN: urn:nbn:se:uu:diva-446619ISBN: 978-91-513-1241-5 (print)OAI: oai:DiVA.org:uu-446619DiVA, id: diva2:1570799
Public defence
2021-09-16, 12:228, Blåsenhus, von Kraemers Allé 1A, Uppsala, 13:15 (English)
Opponent
Supervisors
Available from: 2021-08-25 Created: 2021-06-22 Last updated: 2021-09-22
List of papers
1. The Voluntary Facial Action Technique: A Method to Test the Facial Feedback Hypothesis
Open this publication in new window or tab >>The Voluntary Facial Action Technique: A Method to Test the Facial Feedback Hypothesis
2011 (English)In: Journal of nonverbal behavior, ISSN 0191-5886, E-ISSN 1573-3653, Vol. 35, no 1, p. 17-33Article in journal (Refereed) Published
Abstract [en]

According to the facial feedback hypothesis, facial muscles do not only express emotions, they also have the ability to modulate subjective experiences of emotions and to initiate emotions. This study examined the voluntary facial action technique, where participants were instructed to react with the Zygomatic major muscle (smile) or the Corrugator supercilii muscle (frown) when exposed to different stimuli. The results demonstrate that the technique effectively induces facial feedback effects. Through use of this technique we further addressed three important areas of facial feedback and found, first, that facial feedback did not modulate the experience of positive and negative emotion evoking stimuli differently. Second, the modulating ability provided significant feedback effects, while the initiating ability did not. Third, an effect of feedback remained and could be detected even some time after the critical manipulation. It is concluded that the present technique can be used in the future study of facial feedback.

Keywords
Facial feedback, Facial expressions, Emotion
National Category
Psychology
Identifiers
urn:nbn:se:uu:diva-157681 (URN)10.1007/s10919-010-0098-6 (DOI)000286676100002 ()
Available from: 2011-08-22 Created: 2011-08-22 Last updated: 2022-01-28Bibliographically approved
2. How the Experience of Emotion is Modulated by Facial Feedback
Open this publication in new window or tab >>How the Experience of Emotion is Modulated by Facial Feedback
2018 (English)In: Journal of nonverbal behavior, ISSN 0191-5886, E-ISSN 1573-3653, Vol. 42, no 1, p. 129-151Article in journal (Refereed) Published
Abstract [en]

The facial feedback hypothesis states that facial actions modulate subjective experiences of emotion. Using the voluntary facial action technique, in which the participants react with instruction induced smiles and frowns when exposed to positive and negative emotional pictures and then rate the pleasantness of these stimuli, four questions were addressed in the present study. The results in Experiment 1 demonstrated a feedback effect because participants experienced the stimuli as more pleasant during smiling as compared to when frowning. However, this effect was present only during the critical actions of smiling and frowning, with no remaining effects after 5 min or after 1 day. In Experiment 2, feedback effects were found only when the facial action (smile/frown) was incongruent with the presented emotion (positive/negative), demonstrating attenuating but not enhancing modulation. Finally, no difference in the intensity of produced feedback effect was found between smiling and frowning, and no difference in feedback effect was found between positive and negative emotions. In conclusion, facial feedback appears to occur mainly during actual facial actions, and primarily attenuate ongoing emotional states.

National Category
Psychology
Identifiers
urn:nbn:se:uu:diva-330988 (URN)10.1007/s10919-017-0264-1 (DOI)000425296000007 ()29497224 (PubMedID)
Available from: 2017-10-09 Created: 2017-10-09 Last updated: 2021-06-22Bibliographically approved
3. The influence of facial skin and facial muscles on facial feedback
Open this publication in new window or tab >>The influence of facial skin and facial muscles on facial feedback
(English)Manuscript (preprint) (Other academic)
Abstract [en]

According to the facial feedback hypothesis, emotion-relevant facial actions influence subjective emotional experiences. Most theories propose that feedback primarily originates from facial muscles, but the facial skin has also been suggested as a possible source. We investigated if feedback from the skin is critical by anesthetizing the facial skin to prevent potential feedback from the skin as compared to a non-anesthetized control condition. A second aim was to replicate a recent finding that only incongruent, but not congruent, voluntary facial actions produce feedback effects. The voluntary facial action technique was used to evaluate if participants rated their experienced pleasantness of viewing pictures of happy and angry faces differently as a function of voluntarily performed smiles or frowns. The results showed clear feedback effects with mean ratings of pleasantness significantly higher across all conditions when they smiled as compared to frowned. Importantly, these effects were prominent and similar regardless of if the facial skin was anesthetized or not, indicating that feedback from the facial skin is not critical for feedback effects to occur. Moreover, these feedback effects were obtained exclusively as a result of incongruent facial actions, replicating the earlier finding. 

Keywords
Facial feedback, facial skin, facial muscles, facial expressions, emotion
National Category
Psychology
Research subject
Psychology
Identifiers
urn:nbn:se:uu:diva-446614 (URN)
Available from: 2021-06-21 Created: 2021-06-21 Last updated: 2021-06-22

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