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Synergizing Foundation Models And Federated Learning: A Survey
Uppsala University, Disciplinary Domain of Science and Technology, Mathematics and Computer Science, Department of Information Technology, Division of Computer Systems.ORCID iD: 0000-0003-0145-3127
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(English)Manuscript (preprint) (Other academic)
Abstract [en]

The recent development of Foundation Models (FMs), represented by large language models, vision transformers, and multimodal models, has been making a significant impact on both academia and industry. Compared with small-scale models, FMs have a much stronger demand for high-volume data during the pre-training phase. Although general FMs can be pre-trained on data collected from open sources such as the Internet, domain-specific FMs need proprietary data, posing a practical challenge regarding the amount of data available due to privacy concerns. Federated Learning (FL) is a collaborative learning paradigm that breaks the barrier of data availability from different participants. Therefore, it provides a promising solution to customize and adapt FMs to a wide range of domain-specific tasks using distributed datasets whilst preserving privacy. This survey paper discusses the potentials and challenges of synergizing FL and FMs and summarizes core techniques, future directions, and applications. 

National Category
Computer Sciences
Identifiers
URN: urn:nbn:se:uu:diva-543419OAI: oai:DiVA.org:uu-543419DiVA, id: diva2:1914987
Available from: 2024-11-20 Created: 2024-11-20 Last updated: 2024-11-20
In thesis
1. Robust Federated Learning: Defending Against Byzantine and Jailbreak Attacks
Open this publication in new window or tab >>Robust Federated Learning: Defending Against Byzantine and Jailbreak Attacks
2024 (English)Doctoral thesis, comprehensive summary (Other academic)
Abstract [en]

Federated Learning (FL) has emerged as a promising paradigm for training collaborative machine learning models across multiple participants while preserving data privacy. It is particularly valuable in privacy-sensitive domains like healthcare and finance. Recently, FL has been explored to harness the power of pre-trained Foundation Models (FMs) for downstream task adaptation, enabling customization and personalization while maintaining data locality and privacy. However, FL's distributed nature makes it inherently vulnerable to adversarial attacks. Notable threats include Byzantine attacks, which inject malicious updates to degrade model performance, and jailbreak attacks, which exploit the fine-tuning process to undermine safety alignments of FMs, leading to harmful outputs. This dissertation centers on robust FL, aiming to mitigate these threats and ensure global models remain accurate and safe even under adversarial conditions. To mitigate Byzantine attacks, we propose several Robust Aggregation Schemes (RASs) that decrease the influence of malicious updates. Additionally, we introduce Blades, an open-source benchmarking tool to systematically study the interplay between attacks and defenses in FL, offering insights into the effects of data heterogeneity, differential privacy, and momentum on RAS robustness. Exploring the synergy between FL and FMs, we present a taxonomy of research along with adaptivity, efficiency, and trustworthiness. We uncover a novel attack, “PEFT-as-an-Attack” (PaaA), where malicious FL participants jailbreak FMs through Parameter-Efficient-Fine-Tuning (PEFT) with harmful data. We evaluate defenses against PaaA and highlight critical gaps, emphasizing the need for advanced strategies balancing safety and utility in FL-FM systems. In summary, this dissertation advances FL robustness by proposing novel defenses, tools, and insights while exposing emerging attack vectors. These contributions pave the way for attack-resilient distributed machine learning systems capable of withstanding both current and emerging threats.

Place, publisher, year, edition, pages
Uppsala: Acta Universitatis Upsaliensis, 2024. p. 54
Series
Digital Comprehensive Summaries of Uppsala Dissertations from the Faculty of Science and Technology, ISSN 1651-6214 ; 2477
Keywords
Federated learning, Jailbreak attack, Parameter-Efficient Fine-Tuning, Pre-trained Language Model, Robustness
National Category
Computer Sciences
Identifiers
urn:nbn:se:uu:diva-540441 (URN)978-91-513-2312-1 (ISBN)
Public defence
2025-01-16, 101121, Sonja Lyttkens, Ångström, Regementsvägen 1, Uppsala, 09:00 (English)
Opponent
Supervisors
Available from: 2024-12-17 Created: 2024-11-20 Last updated: 2024-12-17

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Li, ShenghuiNgai, EdithVoigt, Thiemo

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CiteExportLink to record
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Citation style
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