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CPAP treatment adherence and head extension therapy by cervical collar in Obstructive sleep apnea
Uppsala University, Disciplinary Domain of Medicine and Pharmacy, Faculty of Medicine, Department of Public Health and Caring Sciences. Jönköping University. (Allmänmedicin)ORCID iD: 0009-0001-0661-3583
2025 (English)Doctoral thesis, comprehensive summary (Other academic)
Abstract [en]

Background:  Obstructive Sleep Apnea (OSA) causes repeated airway blockages during sleep, leading to low oxygen levels, poor sleep quality, and increased risk of cardiovascular disease and type 2 diabetes. Treatments such as mandibular advancement devices (MAD) or CPAP (Continuous Positive Airway Pressure), require high adherence, which is often lacking. As a result, many patients remain untreated, underscoring the need for new therapeutic alternatives.

Aims and Methods: Paper I: A randomised controlled study investigated the effect of telemedicine (TM) compared with standard clinic visits (SC) on adherence to CPAP treatment after 6 months. It also examined the impact of other factors, including CPAP side effects, on treatment adherence in 217 patients with OSA. 

Paper II: A randomised, open, parallel-group intervention study evaluated the effect of head extension using a cervical collar on the respiratory events index [(REI) i.e. apnea-hypopnea index (AHI)] in 100 patients with moderate OSA. The lifestyle intervention group (LS) received life-style advice only, while the cervical collar group (CC/LS) received both lifestyle advice and treatment with an adjustable cervical collar to promote head extension during sleep. Assessments, including questionnaires and polygraphy, were performed at baseline and after 6 ± 2 weeks.

Paper III: A qualitative study explored and highlighted patients’ experiences of cervical collar treatment for OSA in seven patients from the intervention group (CC/LS) of the previous randomised controlled trial (Paper II). Qualitative content analysis was performed in accordance with the method of Graneheim and Lundman.

Results and conclusions: There were no differences in CPAP adherence between the TM and SC groups after 6 months, suggesting that TM does not improve adherence to CPAP treatment over this period. Factors negatively affecting CPAP adherence included smoking and side effects such as dry throat, increased awakenings, and difficulty exhaling.

The patient group (CC/LS) showed a greater reduction in REI compared with the LS group. The reduction in REI was particularly pronounced in the supine position. Thus, a cervical collar may be a viable second-line treatment option for OSA, especially in cases of positional OSA. 

Patients found the cervical collar improved sleep and daytime alertness but noted it was bulky and required adjustment. Despite challenges, it is viewed as helpful and should be more widely available.

Place, publisher, year, edition, pages
Uppsala: Annat förlag , 2025. , p. 78
Series
Digital Comprehensive Summaries of Uppsala Dissertations from the Faculty of Medicine, ISSN 1651-6206 ; 2181
Keywords [en]
Obstructive sleep apnea, Cervical collar, Continuous positive airway pressure (CPAP), CPAP adherence, Head extension, Head posture, Pa-tient experience, Telemedicine, Tele-monitoring, Upper airway
National Category
Respiratory Medicine and Allergy
Research subject
Medical Science
Identifiers
URN: urn:nbn:se:uu:diva-566323ISBN: 978-91-513-2597-2 (print)OAI: oai:DiVA.org:uu-566323DiVA, id: diva2:1994889
Public defence
2025-11-06, A1:107a, Biomedicinskt centrum (BMC), Uppsala, 09:00 (Swedish)
Opponent
Supervisors
Note

Tidpunkt för disputation korrigerad.

Available from: 2025-10-14 Created: 2025-09-03 Last updated: 2025-10-20
List of papers
1. Effects of telemonitoring follow-up, side effects, and other factors on CPAP adherence
Open this publication in new window or tab >>Effects of telemonitoring follow-up, side effects, and other factors on CPAP adherence
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2023 (English)In: Journal of Clinical Sleep Medicine (JCSM), ISSN 1550-9389, E-ISSN 1550-9397, Vol. 19, no 10, p. 1785-1795Article in journal (Refereed) Published
Abstract [en]

Study objectives: This study aimed to investigate the effect of telemonitoring compared with standard clinic visits on adherence to continuous positive airway pressure (CPAP) treatment after 6 months. In addition, the impact of other factors including CPAP side effects on treatment adherence were assessed.

Methods: Consecutive patients (n = 217) who were prescribed CPAP treatment for obstructive sleep apnea were randomized to either telemonitoring or standard-care follow-up. All patients were followed up 6 months after treatment started. Clinical/anthropometric variables, socioeconomical and lifestyle factors, psychological distress, daily function, and personality traits along with CPAP side effects were assessed. Differences between groups were analyzed using 2-sample t-test, chi-square test, or Fisher's exact test. Regression modeling was used to explore associations between dependent and independent variables.

Results: There were no differences in CPAP adherence between telemonitoring and standard-care groups after 6 months (53.2% vs 48.7%; P = .54). CPAP side effects such as dry throat (odds ratio = 2.17; 95% confidence interval = 1.25-3.70), increased awakenings (2.50; 1.31-4.76), and exhaling problems (3.70; 1.25-10.1) were independently associated with low CPAP adherence, although these associations were weakened when adding smoking to the model. No other baseline or follow-up factors were associated with CPAP adherence at 6 months.

Conclusions: We could not show that telemonitoring follow-up improved adherence levels. Dry throat, increased awakenings, exhaling problems, and smoking had negative effects on CPAP adherence. Preventing side effects and assessing smoking status is therefore of importance when wanting to improve CPAP adherence.

Place, publisher, year, edition, pages
American Academy of Sleep Medicine, 2023
National Category
Other Basic Medicine
Research subject
Health Care Research
Identifiers
urn:nbn:se:uu:diva-516698 (URN)10.5664/jcsm.10686 (DOI)001091257000013 ()37323036 (PubMedID)
Funder
Erik, Karin och Gösta Selanders Foundation
Available from: 2023-11-29 Created: 2023-11-29 Last updated: 2025-09-03Bibliographically approved
2. Treatment effect of head extension by cervical collar on moderate obstructive sleep apnea: A randomized controlled trial
Open this publication in new window or tab >>Treatment effect of head extension by cervical collar on moderate obstructive sleep apnea: A randomized controlled trial
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2025 (English)In: Journal of Sleep Research, ISSN 0962-1105, E-ISSN 1365-2869, article id e14463Article in journal (Refereed) Published
Abstract [en]

As available treatments in obstructive sleep apnea (OSA) are all associated with side effects or adherence problems, there is a need for alternative treatment options.

In this randomised, open, parallel-group intervention study the effect of head extension by cervical collar was evaluated in patients with moderate OSA. 

One hundred patients with moderate OSA (apneas and hypopneas per estimated hours asleep = respiratory events index: 15–30) were randomised to either lifestyle intervention (LS) or cervical collar in combination with lifestyle intervention (CC/LS). Both groups received lifestyle advice. In addition, the treatment group were treated with a cervical collar, which allows adjustment of head extension, during sleep. Assessment with questionnaires and polygraphy were performed at baseline and after 6 ± 2 weeks.

A linear regression model was used to assess a total effect on respiratory events index, which was the primary endpoint. 

In the intention to treat (ITT) analysis, the CC/LS group decreased their respiratory events index (P = 0.008) and oxygen desaturation index (P = 0.008) more than the LS group with a mean difference of -4.5 and -4.3, respectively. In the sub-analysis, there was a clear effect on respiratory events index in the supine position (mean difference between the groups -9.1, p=0.018) but not on non-supine AHI (-2.3, p=0.17).  

We conclude that head extension by cervical collar during sleep resulted in improved respiratory events index and oxygen desaturation index values in patients with moderate OSA. Cervical collar can be a second-line treatment option in this group, especially in positional OSA.

 

Place, publisher, year, edition, pages
John Wiley & Sons, 2025
Keywords
cervical collar, collapsibility, head extension, obstructive sleep apnea, upper airway
National Category
Respiratory Medicine and Allergy
Research subject
Medical Science
Identifiers
urn:nbn:se:uu:diva-549086 (URN)10.1111/jsr.14463 (DOI)001407245000001 ()39875194 (PubMedID)2-s2.0-85216267623 (Scopus ID)
Available from: 2025-01-30 Created: 2025-01-30 Last updated: 2025-10-07Bibliographically approved
3. Experiences of Treatment with a Cervical Collar in Patients with Obstructive Sleep Apnea: A Qualitative Study
Open this publication in new window or tab >>Experiences of Treatment with a Cervical Collar in Patients with Obstructive Sleep Apnea: A Qualitative Study
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(English)Manuscript (preprint) (Other academic)
Abstract [en]

Head extension using a cervical collar could potentially open up the airways during sleep in patients with obstructive sleep apnea (OSA). Patient satisfaction and compliance with daytime collar treatment in conditions other than OSA are generally low due to several factors such as discomfort, limited movement, interference with daily activities and appearance. 

Aim: In this qualitative study patients’ experiences of nighttime collar treatment for OSA were explored and highlighted. Methods: Seven patients who participated in the intervention group of a previous randomized controlled trial (RCT) were included in individual semi-structured interviews. Qualitative content analysis was performed according to Graneheim and Lundman. Results: The experiences with collar treatment were related to three main categories: surprisingly beneficial treatment; not without challenges; and should be available.   

The patients experienced that the collar improved their sleep, which contributed to feeling revitalized during daytime. Although the collar was experienced as simple and safe, it was also incommodious and bulky, requiring some adaptation. The patients expressed that they wanted a collar for future use and were eager to spread the word. Conclusions: We conclude that collar treatment for OSA is experienced as helpful, although not without challenges, and are recommended by the patients to be more widely available. Further research is needed to explore adherence and experiences of long-term use of the collar in a larger population.

National Category
Other Health Sciences Other Medical Sciences not elsewhere specified
Research subject
Medical Science
Identifiers
urn:nbn:se:uu:diva-566321 (URN)
Available from: 2025-09-03 Created: 2025-09-03 Last updated: 2025-09-05

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