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The Role of Kinetic Waves in the Solar Wind Evolution
Uppsala University, Disciplinary Domain of Science and Technology, Physics, Department of Physics and Astronomy. (Institutet fôr Rymdfysik)ORCID iD: 0000-0002-0379-9335
2026 (English)Doctoral thesis, comprehensive summary (Other academic)
Abstract [en]

The solar wind is a continuous and turbulent stream of charged particles and magnetic field originating from the solar corona. As it expands it fills the solar system and creates the heliosphere. The global dynamics of the heliosphere are typically described by magnetohydrodynamic (MHD) models. However, many of the observed properties of the solar wind, such as temperature and bulk velocity, cannot be entirely described within the MHD framework. In the low-density, high-temperature environment of the solar wind, particle collisons are infrequent. Consequently, the solar wind is a weakly collisional plasma that readily deviates from local thermodynamic equilibrium (LTE)-a characteristic not accounted for by ideal MHD models. These non-equilibrium conditions manifest as non-Maxwellian features in the ion and electron velocity distribution functions (VDFs).

However, deviations from LTE are constrained by plasma instabilities, which prevent the indefinite growth of non-Maxwellian features, such as beam components or temperature anisotrop\-ies. By exciting electrostatic and electromagnetic waves, these instabilities redistribute energy and drive the plasma toward more stable configurations. Because these processes occur at scales where MHD equations are no longer valid, a kinetic theory is required. This thesis investigates the role of kinetic waves arising from unstable VDF configurations using data from the Solar Orbiter mission. By probing the inner heliosphere at heliocentrirc distances between 0.28 and 1.1~au, Solar Orbiter provides continuous measurements that allow for the study of the radial evolution of solar wind properties. 

We identify and characterize several kinetic wave modes critical to solar wind evolution, establishing their occurrence rates and dependence on heliocentric distance. We further associate these waves with transient solar wind phenomena that facilitate their emission, such as magnetic holes, interplanetary (IP) shocks, and radio burst source regions.  Our results show that Langmuir waves are preferentially excited within localized magnetic field depressions, while ion-acoustic wave activity is significantly enhanced in the vicinity of IP shocks. Furthermore, a detailed analysis of an individual IP shock links its macroscopic structure to the kinetic behavior of ions, which is, in turn coupled to electron-scale processes through the excitation of ion-acoustic waves. In general, these results demonstrate that kinetic waves are a recurring feature of the solar wind, typically associated with larger-scale structures where the development of unstable VDF configurations readily occurs. This cross-scale coupling reflects the necessity of studying the solar wind across multiple scales, and in particular kinetic scales, to fully understand its evolution. 

Finally, we refine existing electron density calibration methods based on Solar Orbiter spacecraft potential measurements. This refinement enables the retrieval of electron density at the high temporal resolution necessary to investigate kinetic-scale processes in the solar wind.         

Place, publisher, year, edition, pages
Uppsala: Acta Universitatis Upsaliensis, 2026. , p. 74
Series
Digital Comprehensive Summaries of Uppsala Dissertations from the Faculty of Science and Technology, ISSN 1651-6214 ; 2636
Keywords [en]
Solar wind, space plasma physics, plasma waves
National Category
Fusion, Plasma and Space Physics
Identifiers
URN: urn:nbn:se:uu:diva-578455ISBN: 978-91-513-2734-1 (print)OAI: oai:DiVA.org:uu-578455DiVA, id: diva2:2035433
Public defence
2026-03-24, Sonja Lyttkens (101121), Ångstromslaboratoriet, Regementsvägen 10, Uppsala, 09:00 (English)
Opponent
Supervisors
Available from: 2026-02-25 Created: 2026-02-04 Last updated: 2026-05-25Bibliographically approved
List of papers
1. Ion-acoustic waves associated with interplanetary shocks
Open this publication in new window or tab >>Ion-acoustic waves associated with interplanetary shocks
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2024 (English)In: Geophysical Research Letters, ISSN 0094-8276, E-ISSN 1944-8007, Vol. 51, no 16Article in journal (Refereed) Published
Abstract [en]

Ion-acoustic waves (IAWs) commonly occur near interplanetary (IP) shocks. These waves are important because of their potential role in the dissipation required for collisionless shocks to exist. We study IAW occurrence statistically at different heliocentric distances using Solar Orbiter to identify the processes responsible for IAW generation near IP shocks. We show that close to IP shocks the occurrence rate of IAW increases and peaks at the ramp. In the upstream region, the IAW activity is highly variable among different shocks and increases with decreasing distance from the Sun. We show that the observed currents near IP shocks are insufficient to reach the threshold for the current-driven instability. We argue that two-stream proton distributions and suprathermal electrons are likely sources of the waves.

Place, publisher, year, edition, pages
American Geophysical Union (AGU), 2024
National Category
Fusion, Plasma and Space Physics
Identifiers
urn:nbn:se:uu:diva-516736 (URN)10.1029/2024GL109956 (DOI)001296372700001 ()
Available from: 2023-11-28 Created: 2023-11-28 Last updated: 2026-02-04Bibliographically approved
2. Electron density estimation from measurements of spacecraft potential using Solar Orbiter
Open this publication in new window or tab >>Electron density estimation from measurements of spacecraft potential using Solar Orbiter
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2026 (English)In: Astronomy and Astrophysics, ISSN 0004-6361, E-ISSN 1432-0746, Vol. 709, article id A86Article in journal (Refereed) Published
Abstract [en]

Context. Measurements of spacecraft potential (V-sc) are an important tool for plasma diagnostics. High-resolution V-sc measurements can be calibrated with low-cadence observations of electron plasma frequency to derive high-resolution electron density data.

Aims. We analyze V-sc measured by the Radio and Plasma Waves (RPW) instrument suite on board Solar Orbiter. We investigate the evolution of V-sc within the framework of the heliocentric distance and mission lifetime. We aim to obtain electron density estimates that are valid across a wider range of V-sc regimes, including the cases of negative V-sc.

Methods. We determined V-sc by combining measurements of the probe-to-spacecraft potential, V-ps, and the probe-to-plasma potential, V-pn. Then, we used the appropriate electric current balance to find a relation between electron density and V-sc, which we calibrated to the observed electron plasma frequency. With this method, we obtained the electron density at the resolution given by the V-ps measurements.

Results. We find that V-sc reaches negative values for a larger amount of time than expected for a sunlit spacecraft immersed in a tenuous plasma such as the solar wind. We are now able to identify when these V-sc changes occur, enabling us to estimate the electron density accordingly.

Conclusions. Solar Orbiter charges negatively during periods of high plasma density and low photoelectron emission. However, the measured V-sc is also influenced by the electrical disconnection of the solar arrays from the spacecraft ground during fuse-blowing events. This disconnection raises the local plasma potential near the probes, causing the measured V-sc to appear negative even when Solar Orbiter remains positively charged. By distinguishing between the genuine negative spacecraft charging and the apparent negative charging induced by solar panels, we can refine previous electron density estimation methods to include cases when V-sc < 0 V. This approach provides reliable, high-resolution electron density estimates across both positive and negative V-sc regimes.

Place, publisher, year, edition, pages
EDP Sciences, 2026
Keywords
plasmas, space vehicles: instruments, Sun: heliosphere, solar wind
National Category
Fusion, Plasma and Space Physics Astronomy, Astrophysics and Cosmology
Identifiers
urn:nbn:se:uu:diva-586523 (URN)10.1051/0004-6361/202659386 (DOI)001757788300001 ()
Available from: 2026-05-25 Created: 2026-05-25 Last updated: 2026-06-08Bibliographically approved
3. Kinetic Structure of an Interplanetary Shock Observed at Two Heliocentric Longitudes
Open this publication in new window or tab >>Kinetic Structure of an Interplanetary Shock Observed at Two Heliocentric Longitudes
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2026 (English)In: Journal of Geophysical Research - Space Physics, ISSN 2169-9380, E-ISSN 2169-9402, Vol. 131, no 3, article id e2026JA035129Article in journal (Refereed) Published
Abstract [en]

Collisionless shocks convert bulk flow energy into heat, electromagnetic fields, and non-thermal particle populations. Recent studies suggest that downstream magnetic oscillations could play an important role in ion-scale energy dissipation at low-Mach-number shocks; however, the specific shock and plasma parameters involved remain poorly understood. Interplanetary (IP) shocks, often characterized by low Mach numbers, provide an excellent opportunity for investigating these kinetic dissipation mechanisms. We demonstrate, using observations of an IP shock from the Magnetospheric Multiscale (MMS) and Solar Orbiter (SolO) missions, supported by test-particle simulations, that gyrating protons generate the downstream magnetic oscillations. We found bursts of ion-acoustic waves at the troughs and crests of the magnetic oscillations, suggesting their energy source is related to proton gyration. Comparing MMS and SolO observations, we conclude that the upstream flow speed to ion thermal speed ratio and magnetic compression ratio are key parameters controlling the ion kinetic behavior that produces downstream magnetic oscillations.

Place, publisher, year, edition, pages
John Wiley & Sons, 2026
National Category
Fusion, Plasma and Space Physics
Identifiers
urn:nbn:se:uu:diva-577808 (URN)10.1029/2026JA035129 (DOI)001720348900001 ()
Funder
Swedish National Space Board
Available from: 2026-01-28 Created: 2026-01-28 Last updated: 2026-04-07Bibliographically approved
4. Langmuir waves associated with magnetic holes in the solar wind
Open this publication in new window or tab >>Langmuir waves associated with magnetic holes in the solar wind
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2023 (English)In: Astronomy and Astrophysics, ISSN 0004-6361, E-ISSN 1432-0746, Vol. 674, article id A220Article in journal (Refereed) Published
Abstract [en]

Context: Langmuir waves (electrostatic waves near the electron plasma frequency) are often observed in the solar wind and may play a role in the energy dissipation of electrons. The largest amplitude Langmuir waves are typically associated with type II and III solar radio bursts and planetary foreshocks. In addition, Langmuir waves not related to radio bursts occur in the solar wind, but their source is not well understood. Langmuir waves have been observed inside isolated magnetic holes, suggesting that magnetic holes play an important role in the generation of Langmuir waves.

Aims: We provide the statistical distribution of Langmuir waves in the solar wind at different heliocentric distances. In particular, we investigate the relationship between magnetic holes and Langmuir waves. We identify possible source regions of Langmuir waves in the solar wind, other than radio bursts, by analyzing the local plasma conditions.

Methods: We analyzed data from Solar Orbiter's Radio and Plasma Waves (RPW) and Magnetometer (MAG) instruments. We used the triggered electric field snapshots and onboard statistical data (STAT) of the Time Domain Sampler (TDS) of RPW to identify Langmuir waves and investigate their properties. The plasma densities were derived from the spacecraft potential estimated by RPW. The MAG data were used to monitor the background magnetic field and detect magnetic holes, which are defined as regions with an isolated decrease in |B| of 50% or more compared to the background level. The statistical analysis was performed on data from 2020 to 2021, comprising heliocentric distances between 0.5 AU and 1 AU.

Results: We show that 78% of the Langmuir waves in the solar wind not connected to radio bursts occur in regions of local magnetic field depletions, including the regions classified as isolated magnetic holes. We also show that the Langmuir waves occur more frequently inside magnetic holes than in any other region in the solar wind, which indicates that magnetic holes are important source regions of solar wind Langmuir waves. We find that Langmuir waves associated with magnetic holes in the solar wind typically have lower amplitudes than those associated with radio bursts.

Place, publisher, year, edition, pages
EDP SciencesEDP Sciences, 2023
Keywords
solar wind, plasmas, waves, Sun, heliosphere
National Category
Fusion, Plasma and Space Physics Astronomy, Astrophysics and Cosmology
Identifiers
urn:nbn:se:uu:diva-508557 (URN)10.1051/0004-6361/202346100 (DOI)001020750600006 ()
Available from: 2023-08-07 Created: 2023-08-07 Last updated: 2026-02-04Bibliographically approved

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