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Drought Vulnerability in Cold-Climate Socio-Hydrological Systems: Exploring sectoral patterns, municipal contexts, and shifting perceptions
Uppsala University, Disciplinary Domain of Science and Technology, Earth Sciences, Department of Earth Sciences, Air, Water and Landscape Sciences.ORCID iD: 0000-0002-4413-0312
2026 (English)Doctoral thesis, comprehensive summary (Other academic)
Description
Abstract [en]

In a changing climate, proactive risk management is increasingly advocated to reduce the complex and costly nature of drought impacts. Modern disaster-risk approaches conceptualize risk as a function of hazard, exposure, and vulnerability. Yet, vulnerability is in itself complex, varying across contexts and shifting over time. Across five interlinked studies, this thesis explores how drought vulnerability is shaped in forest or tundra dominated cold climate regions, using a combined top-down and bottom-up research design.

Papers I–III integrate a systematic literature review for the broader study region with a confirmatory survey of Swedish water-dependent sectors, assessing how these sectors perceive the influence of literature-derived vulnerability factors on drought risk. Papers IV and V use a repeated survey distributed to Swedish municipalities in 2018 and 2023 to analyze how municipal experiences, risk perceptions, and management approaches evolve over time and in relation to observed drought conditions.

The results demonstrate that drought vulnerability in forested cold climates is shaped more by biophysical and governance related factors than by socioeconomic factors tied to basic needs or human development. Vulnerability in the study region differs across sectors and water-dependence profiles, while foundational cross-sectoral vulnerability factors emerge from biophysical characteristics and governance capacities such as drought-related policies, planning, coordination, and awareness. The thesis also highlights persistent misalignments among sectors, researchers, and authorities, including limited policy implementation, inconsistent terminology, and perceptual dynamics that complicate proactive drought risk management. The repeated survey further reveals the temporal complexity of drought risk perception, which the results indicate is shaped more by event magnitude than by simple exposure frequency.

Together, these findings support a cold-climate conceptual framing that integrates biophysical vulnerability, governance capacity, and sector-specific vulnerabilities shaped by water dependencies. Its implications for policy and practice include i) specifying drought type and associated sectoral vulnerabilities in assessments and risk management, ii) developing drought indicators aligned with local realities, and iii) strengthening drought related governance capacities and science-authority-stakeholder exchanges within socio-hydrological systems. Overall, these findings also underscore the need for vulnerability assessments to account for context and water-type dependencies, rather than relying on generic indicator sets.

Place, publisher, year, edition, pages
Uppsala: Acta Universitatis Upsaliensis, 2026. , p. 83
Series
Digital Comprehensive Summaries of Uppsala Dissertations from the Faculty of Science and Technology, ISSN 1651-6214 ; 2642
Keywords [en]
Drought vulnerability, Risk management, Risk perception, Multi-sectoral perspectives, Boreal, Cold climate
National Category
Oceanography, Hydrology and Water Resources Human Geography
Research subject
Earth Science with specialization in Environmental Analysis
Identifiers
URN: urn:nbn:se:uu:diva-578680ISBN: 978-91-513-2748-8 (print)OAI: oai:DiVA.org:uu-578680DiVA, id: diva2:2040238
Public defence
2026-04-10, Hambergssalen, Geocentrum, Villavägen 16, Uppsala, 10:00 (English)
Opponent
Supervisors
Available from: 2026-03-17 Created: 2026-02-19 Last updated: 2026-03-17
List of papers
1. Droughts in forested ecoregions in cold and continental climates: A review of vulnerability concepts and factors in socio-hydrological systems
Open this publication in new window or tab >>Droughts in forested ecoregions in cold and continental climates: A review of vulnerability concepts and factors in socio-hydrological systems
2024 (English)In: WIREs Water, E-ISSN 2049-1948, Vol. 11, no 2, article id e1692Article in journal (Refereed) Published
Abstract [en]

In a changing climate, drought risk and vulnerability assessments are becoming increasingly important. Following the global call for proactive drought risk management, drought vulnerability assessments are progressively taking their stage in the drought research community. As the manifestation of drought vulnerability is dependent on the social, ecological, and hydroclimatic context in which it occurs, identifying vulnerability factors relevant for specific climatological and ecological regions may improve the quality of vulnerability assessments. Meanwhile, a holistic overview of factors affecting vulnerability in polar and cold climates is currently lacking. These regions are home to large socio-hydrological systems including urban areas, energy systems, agricultural practices, and the boreal forest. By conducting an interdisciplinary systematic literature review, the manifestation and conceptualization of drought vulnerability were identified for forested ecoregions in the Köppen–Geiger D and E climates. Vulnerability factors, as described by several scientific disciplines, were identified and combined into a conceptual framework for drought vulnerability in the study region. The results demonstrate the wide range of conceptualizations that exist for assessing drought vulnerability, and the thematic differences between sectors such as forestry, water supply, and agriculture. The conceptual framework presented herein adopts a novel approach, categorizing vulnerability factors by their location in a socio-hydrological system, and their relation to blue or green water sources. This allowed for identification of systemic vulnerability patterns, providing new insights into regional differences in drought vulnerability and a base for stakeholders performing proactive drought risk assessments in the study region.

Place, publisher, year, edition, pages
John Wiley & Sons, 2024
Keywords
agriculture and forestry, drought risk assessment, socioeconomic and cultural systems, vulnerability factors, water resources and supply
National Category
Oceanography, Hydrology and Water Resources Other Earth Sciences Geosciences, Multidisciplinary Environmental Sciences
Research subject
Hydrology; Earth Science with specialization in Environmental Analysis
Identifiers
urn:nbn:se:uu:diva-512764 (URN)10.1002/wat2.1692 (DOI)001069101600001 ()
Funder
Swedish Research Council Formas, 942-2015-1123The Royal Swedish Academy of Sciences, LN2016-0101
Available from: 2023-09-28 Created: 2023-09-28 Last updated: 2026-02-19Bibliographically approved
2. Multi-sectoral and systemic drought risk in forested cold climates: stakeholder-informed vulnerability factors from Sweden
Open this publication in new window or tab >>Multi-sectoral and systemic drought risk in forested cold climates: stakeholder-informed vulnerability factors from Sweden
2025 (English)In: Hydrology and Earth System Sciences, ISSN 1027-5606, E-ISSN 1607-7938, Vol. 29, no 15, p. 3809-3832Article in journal (Refereed) Published
Abstract [en]

There is a global call for proactive drought risk management, stressing the need to further our understanding of the systemic nature of drought risk. Proactive drought risk management requires an understanding of not only the drought hazard itself, but also the underlying vulnerabilities in sociohydrological systems. As a result, drought vulnerability assessments are increasingly being conducted across the globe. However, drought vulnerability is complex and shaped by the social, ecological, and hydroclimatic context. Thus, understanding how vulnerability is manifested depending on regional, sectoral, or societal differences is crucial. Therefore, here we present an assessment of the practical relevance and relative impact of various drought vulnerability factors for water-dependent sectors and societies in forested cold climates. The analysis was based on the results of an online survey conducted in Sweden, targeting stakeholders from seven water-dependent sectors, working in authorities, private and public enterprises, NGOs, and trade associations. Respondents were asked to rate a comprehensive list of vulnerability factors, connected to sectoral and societal vulnerability as well as governance, based on their perceived impact on drought risk in their sector as well as for society as a whole. Results showed that the relevance and impact of individual vulnerability factors differed across sectors, with the forestry sector especially standing out compared to other sectors. Furthermore, the results indicate regional differences in societal vulnerability factors. The substantial list of vulnerability factors found to be relevant by the respondents demonstrates the complex nature of drought risk, as well as the importance of using caution when selecting generic vulnerability factors for applied vulnerability assessments. Furthermore, the results provide a comprehensive guide to both sectoral and societal drought vulnerability in sociohydrological systems located in forested cold climates.

Place, publisher, year, edition, pages
Copernicus Publications, 2025
National Category
Oceanography, Hydrology and Water Resources Other Earth Sciences
Identifiers
urn:nbn:se:uu:diva-565997 (URN)10.5194/hess-29-3809-2025 (DOI)001550070800001 ()2-s2.0-105013376410 (Scopus ID)
Funder
Swedish Research Council Formas, FORMAS 2015-01123Swedish Research Council Formas, FORMAS 2023-00515
Available from: 2025-09-01 Created: 2025-09-01 Last updated: 2026-02-19Bibliographically approved
3. Sectoral vulnerability to drought: exploring the role of blue and green water dependency in mid- and high-latitude regions
Open this publication in new window or tab >>Sectoral vulnerability to drought: exploring the role of blue and green water dependency in mid- and high-latitude regions
2025 (English)In: Natural hazards and earth system sciences, ISSN 1561-8633, E-ISSN 1684-9981, Vol. 25, no 9, p. 3381-3395Article in journal (Refereed) Published
Abstract [en]

The European continent has experienced several large-scale drought events in recent years, and climate projections suggest an increasing drought risk in many parts of the world. As droughts can have large impacts on socio-hydrological systems, analyzing drought risk is an important part of proactive drought risk management and disaster risk reduction. Drought risk can be expressed as a product of hazard, exposure, and vulnerability, where vulnerability is highly contextual and complex. As droughts can affect all parts of the hydrological system, from precipitation and soil moisture to groundwater and surface water reservoirs, drought vulnerability differs depending on what part of the system is studied. Building on previous results from a survey analyzing drought vulnerability across seven water-dependent sectors, this paper explores how vulnerability factors vary based on sectors' dependency on blue water (surface and subsurface freshwater) or green water (soil moisture) in mid- and high-latitude regions. The findings reveal that drought vulnerability differs based on water type dependency, especially concerning water supply and species characteristics. Perceptions of vulnerability factors vary in number, category, and overall ranking, highlighting the importance of considering water dependency when choosing vulnerability factors for drought risk assessments and to clearly define the drought hazard types involved.

Place, publisher, year, edition, pages
Copernicus Publications, 2025
National Category
Oceanography, Hydrology and Water Resources Geosciences, Multidisciplinary
Research subject
Hydrology
Identifiers
urn:nbn:se:uu:diva-539679 (URN)10.5194/nhess-25-3381-2025 (DOI)001570606700001 ()2-s2.0-105016834661 (Scopus ID)
Funder
Swedish Research Council Formas, 2015-01123Swedish Research Council Formas, 2023-00515The Royal Swedish Academy of Sciences, LN2016-0101
Available from: 2024-10-02 Created: 2024-10-02 Last updated: 2026-02-19Bibliographically approved
4. Drought hazards and stakeholder perception: Unraveling the interlinkages between drought severity, perceived impacts, preparedness, and management
Open this publication in new window or tab >>Drought hazards and stakeholder perception: Unraveling the interlinkages between drought severity, perceived impacts, preparedness, and management
Show others...
2023 (English)In: Ambio, ISSN 0044-7447, E-ISSN 1654-7209, Vol. 52, no 7, p. 1262-1281Article in journal (Refereed) Published
Abstract [en]

The future risk for droughts and water shortages calls for substantial efforts by authorities to adapt at local levels. Understanding their perception of drought hazards, risk and vulnerability can help to identify drivers of and barriers to drought risk planning and management in a changing climate at the local level. This paper presents a novel interdisciplinary drought case study in Sweden that integrates soft data from a nationwide survey among more than 100 local practitioners and hard data based on hydrological measurements to provide a holistic assessment of the links between drought severity and the perceived levels of drought severity, impacts, preparedness, and management for two consecutive drought events. The paper highlights challenges for drought risk planning and management in a changing climate at the local level and elaborates on how improved understanding of local practitioners to plan for climate change adaptation can be achieved.

Place, publisher, year, edition, pages
Springer Nature, 2023
Keywords
Climate change adaptation, Drought, Drought preparedness, Drought risk management, Municipal drought planning, Stakeholder perception
National Category
Oceanography, Hydrology and Water Resources Other Earth Sciences Human Geography
Research subject
Hydrology
Identifiers
urn:nbn:se:uu:diva-500043 (URN)10.1007/s13280-023-01849-w (DOI)000962042600001 ()37010693 (PubMedID)
Funder
Swedish Research Council Formas, 942-2015-1123The Royal Swedish Academy of Sciences, LN2016-0101
Available from: 2023-04-11 Created: 2023-04-11 Last updated: 2026-02-19Bibliographically approved
5. Evolving Perceptions of Drought Risk and Management: Insights from a Repeated Survey of Swedish Municipalities
Open this publication in new window or tab >>Evolving Perceptions of Drought Risk and Management: Insights from a Repeated Survey of Swedish Municipalities
(English)Manuscript (preprint) (Other academic)
National Category
Oceanography, Hydrology and Water Resources Other Earth Sciences Human Geography
Identifiers
urn:nbn:se:uu:diva-579880 (URN)
Available from: 2026-02-18 Created: 2026-02-18 Last updated: 2026-02-19

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